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Papers
Information is Power
By Chris Witteman
When was the last time
you read in a newspaper, or saw on television – even PBS –
any of the following:
• a labor roundtable?
• A discussion of public power, and how it works in cities
like Los Angeles?
• an intelligent debate about the nature and limits of the
“free market” system, or variations and alternatives
to a capitalist economic structure?
• A clear account of state and national budgets, a comparison
of military and education spending, of highway v. mass transit dollars?
• A discussion of who owns the media – not just newspapers
and broadcasters, but wires in the ground (Internet infrastructure)?
Information is power.
That’s why law firms and big corporations pay huge sums of
money for information librarians, reference materials, on-line databases,
and on-call experts. Information is also the currency of democratic
self-government. It is the basis for the analysis, opinions, evaluations,
judgments, and decisions we make at the ballot box, and that our
representatives then make on our behalf.
There is, however, a
problem here, a contradiction and fundamental disconnect between
information as valuable commodity, and information as democratic
currency. Given this contradiction, how can the First Amendment
work? How can we intelligently and democratically govern ourselves
without access to heterogeneous and unfiltered information?
Information also needs
a carrier – it’s been a long time since we passed information
along by stories around the campfire. One hundred years ago, Oliver
Wendell Holmes argued that the purpose of the First Amendment was
to create “free trade in ideas,” and from this we have
the metaphor of the marketplace of ideas. Today, this metaphor has
evolved - we talk of an “information age,” a “knowledge
economy,” a “digital revolution.” But does it
matter, for First Amendment purposes, that information today gets
to us primarily through broadcasting and the Internet? Can one-sided
power in the broadcasting and communications markets lead to dysfunction
in the “marketplace of ideas”?
In this context, there
are three issues I’d like to look at: (1) public television;
(2) net neutrality; and (3) selected other issues related to ownership
of information and the means of its transmission. But first I’d
like to step back and see how another country addresses these problems.
I approach this from the perspective of a lawyer interested in free
speech law.
Germany’s Approach
I have looked at these
problems through the lens of one country, Germany, and its solutions
for one medium, broadcasting. Perhaps as a reaction against its
catastrophic experience with Nazi fascism, the Germans – primarily
the German Constitutional Court – have developed the concepts
of broadcasting and information freedom as found in Germany’s
post-war constitution, the Basic Law. The upshot of this development
is a special public role for television and radio in Germany’s
political life. The genius of the Court’s jurisprudence has
been to craft a public broadcasting system that is neither state
nor private, insulated from both political and marketplace pressures,
a system that functions as a neutral carrier for a full range of
fact and opinion.
Neither German jurisprudence
nor German practice in this regard is unique:
Indeed, [it is] the United States [that] is unusual in its largely
unqualified commitment to markets in broadcasting, in its reliance
on advertising revenues for stations, and in its conception of television
as purely commercial. Other countries tend to see television as
a medium principally for education and and information, and to view
its entertainment role as merely one among others.
The closest U.S. law
has come to the German approach is the Supreme Court’s formulation
in Red Lion v. FCC, upholding the now-defunct Fairness Doctrine:
“It is the right of the public to receive suitable access
to social, political, aesthetic, moral and other ideas and experiences
which is crucial here.” The Fairness Doctrine, which required
broadcasters to cover matters of public importance and to air both
sides of the issue, has now been declared unconstitutional by the
very agency charged with its enforcement. The German Constitutional
Court, by contrast, persists in its support for a diverse and at
least partly non-commercial media landscape, founded on a legislative
duty to insure public access to a broad range of information and
opinion.
In this country –
to the extent we talk about this at all – there is a debate
between those concerned about the failure of the mass media to provide
a diverse and informative public forum, and those who reject any
“statist” intervention in the marketplace and/or who
view the marketplace as already sufficiently diversified source
of opinion and fact. The German model has been discovered in the
last twenty years by a small but growing number of American writers
who echo the German jurisprudence in calling for new First Amendment
thinking and structural reform to secure the rights of the listener
as well as the speaker, i.e., a more diverse, non-commercial programming.
Public broadcasting
A comparison of our PBS
and NPR with the German system indicates just how enfeebled our
public broadcasting capability is.
Substantially all Germans
have access to at least three public television stations, an equal
or higher number of public radio stations, as well as an assortment
of national, foreign, and international private television and radio
stations. The German Court has referred to this mix of public and
private broadcasters as a “dual” broadcasting system.
The prevalence of public
broadcasting in Germany is founded on a public service notion of
what television should be: “Broadcasting freedom serves the
same purpose as the other guarantees of [free speech, press and
information freedom, in German Basic Law at] Article 5 paragraph
1: it protects free individual and public opinion-building.”
73 BVerfGE at 152. This constitutionally protected communication
process “informs in the largest possible breadth and completeness,
and gives the individual as well as social groups the opportunity
to influence such opinion-building.” Id.
On this basis, the German
Constitutional Court has directed the legislature to create structures
in which the broadest dissemination of opinion and information is
possible. While both German public and private broadcasters enjoy
a freedom from state censorship similar to the rights provided by
our First Amendment, they also have public service duties, chief
among them the duty to cover and reflect a full and diverse spectrum
of opinion.
It is in the governance
of the public television stations where the difference between the
German and American approaches is most marked. Labor has a seat
at the table. Whereas appointments to the board of directors of
the United States’ Public Broadcasting System are made by
the President and are, by all accounts, highly political, the German
Court has ruled that public broadcasting governance must be insulated
from state influence. To provide this insulation, the Germans have
come up with the idea of “internal pluralism,” whereby
“all socially relevant groups” are represented either
directly or indirectly on the stations’ governing boards of
directors -- religious organizations, labor and chamber of commerce
organizations, political parties, arts and film societies, and social
organizations from athletic clubs to disabled rights’ organizations.
The organizations themselves then nominate their representatives,
substantially expanding the political base from which these directors
come.
As to financing, the
German Constitutional Court has said that the legislature has an
obligation to make sure there is adequate funding for public broadcasting,
and has said that public broadcasting can only be independent if
it is not reliant on advertising revenues. Thus, the primary revenue
source for German public television financing comes from a user
fee that every purchaser of a television or radio must pay. A typical
fee for a radio and one television may amount to 12-15 Euros a month,
or $15-19. Broadcast fees are fairly typical in Europe and most
citizens do not complain. Some Germans have in fact called for an
increase in the fee so as to entirely eliminate advertising on the
public networks – some are already commercial-free, and others
have commercials only during a one or two hour window every day.
.
This is what American broadcasting needs: independent governance
and secure source of financing. In general, public broadcasting
in the United States is more commercial, less funded, smaller in
scope, and less independent than its counterpart in Germany. PBS
is largely funded by direct grants in the Federal budget, and every
year conservative forces in Congress threaten to cut its funding.
It is run by the Corporation for Public Broadcasting, the members
of which are all appointed by the President. The President of the
CPB is currently a former Co-Chair of the Republican National Committee;
its chair is also a Republican. The former chair, conservative Kenneth
Tomlinson, resigned last November after inquiries about his misuse
of PBS resources, his close ties to the White House, and attacks
he instigated on the PBS show “NOW with Bill Moyers.”
If public broadcasting in this country is ever to be as robust as
its European counterparts, and have any appreciable room for labor,
it must have a dedicated source of funding and an independent board
of directors – suggestions that have been regularly dismissed
or rebuffed in the past.
Net neutrality
Public broadcasting,
even if the reforms suggested above occur, will always be tethered
to the larger political power relationships. The Internet, however,
presents a potentially radical departure from these power relationships,
empowering the individual information recipient, cutting the marginal
costs of communicating with large groups of people almost to zero,
and creating the potential that the public commons, so under siege
in the real world, might be reconstituted electronically . As Prof.
Lessig put it:
The architecture of the
Internet, as it is right now, is perhaps the most important model
of free speech since the founding. This model has implications far
beyond e-mail and web pages. Two hundred years after the framers
ratified the Constitution, the Net has taught us what the First
Amendment means.
The Internet as we know
it, however, is in serious jeopardy due to the large telephone companies’
market power, and their ongoing campaign to extract a higher rate
of return. The Internet is a network of networks, running in large
part over wires in the ground owned by the large telephone carriers
– what used to be called the “public switched telephone
network” (PSTN). The switches have now been replaced by routers,
but the wires are the same – in many cases paid for by utility
ratepayers. The phone companies (“telcos”) want to liberate
these wires from their regulated status, so as to erect new toll
booths throughout the network.
In legal terms, the telcos
want to stop operating these wires as common carriers (status quo
for the last 100 years), which means they no longer are willing
to carry all traffic without discrimination as to content. The telcos
have been fighting a below-the-radar campaign to take as many components
of Internet transmission as possible (modems, long-haul lines, etc)
out of the “common carrier” category and into the almost
unregulated category of information service where the common carrier
responsibilities no longer apply. In this way, the telcos can discriminate
in favor of affiliated content, and the Internet could quickly become
a giant shopping mall rather than a communication network. For instance,
if AT&T were to feature Wal-Mart as an affiliated vendor, it
could provide faster transmission of Internet packets going to and
from Wal-Mart's website than it does to Target’s website,
and certainly faster than the packets going to and from LaborTech’s
website, or Media Alliance’s.
To put this in language
that the German Constitutional Court might use, the question here
is whether, in the rather sparse language of our First Amendment,
there is a guarantee of access to a diverse spectrum of information
and opinion, as our Supreme Court suggested in the Red Lion case,
and – further – whether there is a duty on the part
of the legislature to safeguard that access. Or in simpler language,
and without reaching the constitutional issue, whether it is simply
good policy for the legislature to step in here and recreate some
of the features of the old common carrier system.
Industry representatives complain that “net neutrality”
is a vague construct, and that it means a lot of different things
to different people. Indeed, there is a good argument to be made
that carriers should be able to discriminate by and among certain
classes of Internet packets – those in live audio and video
feeds for instance – in order to improve quality of service.
But the key is remaining neutral as to the content or originator
of the information. The Snowe-Dorgan network neutrality bill, dubbed
the “Internet Freedom Preservation Act” is, to date,
the best and smartest response to AT&T’s attempt to corral
the net for its own purposes. It provides that “each broadband
service provider shall--
(1) not block, interfere
with, discriminate against, impair, or degrade the ability of any
person to use a broadband service to access, use, send, post, receive,
or offer any lawful content, application, or service made available
via the Internet;
(2) not prevent or obstruct a user from attaching or using any device
to the network of such broadband service provider, only if such
device does not physically damage or substantially degrade the use
of such network by other subscribers;
…
(4) enable any content, application, or service made available via
the Internet to be offered, provided, or posted on a basis that
… is reasonable and nondiscriminatory … and
(6) not install or utilize
network features, functions, or capabilities that impede or hinder
compliance with this section.
I have quoted at length
from the Snowe-Dorgan legislation because it enumerates the concerns
about the telcos’ conduct, and is a litmus test for congressional
support of a neutral and low-cost Internet. While Senator Boxer
supports it, for instance, Senator Feinstein is still sitting on
the fence.
The Internet neutrality
debate is not the first time that information freedom and common
carrier issues have intersected. Cable television operators have
argued for years that they were not common carriers, and thus any
abridgment of their right to program all channels under their control
(such as is the case with public, educational and governmental access
channels, as well as leased access and “must carry”
obligations) was a violation of the First Amendment. The first issue
was decided in cable’s favor in the 1984 Cable Act which declared
that cable television was not a common carrier, despite the fact
that it runs under public streets and in easements specifically
designated for public utilities.
The second issue, the
claim of the media owners that their ownership of the wires gives
them First Amendment rights to control the content of those wires
(often to the detriment of the First Amendment rights of listeners
and viewers) has met with split decisions, with Congress legislating
access channels in the 1984 Act and cases like Turner deciding that
these sorts of access obligations are “content neutral”
and therefore survive intermediate scrutiny, while other cases have
nullified government regulation as an abridgement of the cable operator’s
First Amendment rights.
The attack on the public
service obligations of telephone carriers is more recent. Approximately
ten years ago, one economist predicted that the “doom of common
carriage” was inevitable, but his was a values-neutral analysis
of market and technological factors, without consideration of how
free speech values could change that result. Although the net neutrality
debate may ultimately be decided on a regulatory and perhaps even
ratemaking basis, it has raised for the first time substantial questions
about the application of First Amendment information freedom principles
to the telephone system.
Stated differently, technological
convergence has led to a theoretical convergence of the concepts
of free speech and common carrier. Television is moving to the Internet.
Anyone who does not believe this should check out www.youtube.com.
And thus to your phone system: AT&T recently succeeded in obtaining
from the California Legislature a new law that will allow it to
obtain state-wide video franchises, which means AT&T will be
using at least portions of its telephone infrastructure, souped-up
to broadband speed and capacity, to offer digital television (i.e.,
with “Internet protocol”).
As the media converge,
American lawmakers have either not seen the importance of a full
spectrum of information and opinion, or they have trusted that the
marketplace would deliver such a full spectrum (despite all historical
evidence to the contrary). The most honest of the marketplace advocates
have, at least, relied on “fast-track regulatory and antitrust
laws … and predatory pricing principles” to police particularly
egregious market malfunctions.
The German jurisprudence,
on the other hand, clearly judges the market, by its very nature,
as unable to provide the heterogeneous information and opinion necessary
for self-government.14 The Germans have, at least as to broadcasting,
insisted on a proactive role for government to insure that the public
has relatively unfiltered access to information. The Germans recognize
that when it comes to information, we cannot rely on antitrust laws
(which are often not enforced in Germany, less in this country –
see Department of Justice response to ATT/SBC and ATT/Bell mergers),
and that free speech principles trump even well-meaning economic
regulation in this area: “market chances belong to the realm
of economics, not of freedom of opinion.”13
The Snowe-Dorgan bill
puts the emphasis, correctly, on information freedom.
Other Issues Related to Ownership of Information and the Media Carrying
It
• copyright rules
– in the last generation copyright copyright protection has
been extended from the original 28 years in the Constitution to
the life of the creator plus 70 years.
• Free Air Time for Candidates – this was seriously
debated in Congress during the mid-90 Clinton years. It would have
been a clean quid pro quo – long-term rights to digital broadcast
spectrum in return for the broadcasters agreement to provide free
air time to candidates in election season. This legislation alone
would have largely drained the campaign finance swamp, because most
money raised in campaigns goes for television. Broadcasters (represented
by the National Association of Broadcasters or “NAB”)
and other owners of transmission facilities insisted that their
constitutional and property rights would be violated by such a requirement,
and the proposal was defeated.
• The government
itself is in possession of much information that it could provide
to citizens, but often does not because of fears that it would be
seen to compete with commercial interests which sell that information.
Court decisions, for instance, are written by judges, i.e., public
employees, and therefore belong to us, yet government seems incapable
of providing these on the Internet in any user-friendly manner,
leaving that field for Lexis/Nexis and its high-priced competitors.
Legislators should be urged to affirmatively budget for proactive
dissemination of government information at all levels.
• Similarly, there
should be no legal or constitutional impediment to cities and other
government bodies building their own information distribution systems,
be they Wi-Fi or fiber-optic, although such suggestions (including
Ammiano’s unfortunately slugged fiber-in-the-sewer proposals)
often provoke attempts in the legislature to outlaw such municipal
initiaitives.
• Ownership diversity.
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